Rick is a senior advisor in the Anti-Financial Crime Practice and a nationally recognized leader in financial crimes, regulatory risk, and enforcement strategy.

With more than 40 years of experience spanning global financial institutions and US regulatory and law enforcement agencies, he brings uncommon depth at the intersection of governance, supervision, and operational execution.

Rick has led enterprise-wide anti-money laundering (AML), sanctions, anti-bribery and corruption, fraud, and investigations programs at institutions including Truist, American Express, Citigroup, and GE Money, overseeing strategy, governance, regulatory engagement, and large-scale transformation initiatives.

His leadership has shaped resilient, risk-informed compliance frameworks and guided organizations through complex supervisory expectations and high-stakes remediation efforts.

Earlier in his career, Rick was a senior leader at the Federal Reserve, where he managed teams responsible for financial crime investigations, the issuance of enforcement actions, and policy development. He also had senior roles at the US Department of the Treasury and the US Department of Justice, in the Organized Crime Strike Force and the Antitrust Division. This combined executive, regulatory, and law enforcement background enables him to guide institutions and businesses through complex supervisory environments with credibility, foresight, and a deep understanding of evolving policy and regulatory trends and challenges.

Rick advises boards and executive teams on financial crime program design, remediation, governance, and technology enablement — helping organizations move beyond technical compliance toward sustainable, risk-informed growth.

He earned his Juris Doctor from Hofstra University and his Bachelor of Science from Rider University.