Compliance & Governance
Oliver Wyman's Compliance and Governance practice works with financial institutions to ensure that their compliance and governance frameworks, practices and organizations are robust and managed in accordance with all applicable laws and regulations, and that any compliance issues that arise are addressed quickly, effectively and efficiently.
Diagnostics and Education for Boards and Senior Management
Full comprehensive understanding enables boards and senior management to navigate and address complex regulatory and compliance issues. Therefore, we help boards and senior management design appropriate governance frameworks, and understand the strategic implications of regulatory changes. In addition to creating processes by which senior leadership can view enterprise risks, we provide lucid, timely analysis.
Rationalization of Compliance, Audit and Operational Risk Functions
While evaluating the roles, responsibilities and processes associated with these functions, we identify commonalities and synergies to improve efficiency while meeting compliance goals.
Program Redesign
By helping firms to improve their control environments, we enable senior management to delegate authority and to develop best practice-policy and procedural frameworks consistent with regulators' expectations and the organization's risk appetite.
